Compliance Administrator: RA SC Succession Fin Planning (Lynnwood) (JG 06)

What will you do?

•    Undertake to fully understand the content and impacts of all relevant legislation and requirements for the financial services industry.  
•    Ensure that all compliance practices and procedures are strictly observed in terms of disclosures, advice, record keeping, and ethics/behaviour undertaken when dealing with advisers and clients.
•    Track, interpret and communicate trends or gaps in terms of risks within the business.
•    Support the complaints register and resolution process.  
•    Ensure all complaints are logged, investigated properly, and resolved according to the due process.  Undertake to do the necessary report and record keeping thereof.
•    Gatekeep and monitor new business submitted for a compliance review 

What will make you successful in this role?

Qualification & experience 
•    A relevant matric qualification
•    Risk management experience 
•    One-two years’ experience on Sanfin and CommPay 
•    A completed Commercial/Financial/Legal/Risk Management or business-related diploma/degree 

Knowledge and skills 
To be successful you will need to demonstrate good experience in:

•    Successful candidate should have at least one year’s experience in an advice gatekeeping role
•    Knowledge of and experience in MS Office
•    Good knowledge of the lodging and suspense review processes
•    Good basic IT/systems operations knowledge 
•    Financial Services Industry Knowledge 
•    Relevant regulatory legislation and compliance knowledge 
•    Financial Service Product Knowledge (Sanlam and competitors) 

Competencies
•    Cultivates innovation 
•    Client centricity 
•    Results driven 
•    Collaboration 
•    Flexibility and adaptability 
•    Plans and aligns
•    Communicates effectively
•    Action oriented
•    Optimizes work processes

Personal Attributes

Build a successful career with us

We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future – your career, your personal development and of achieving great things. We pride ourselves in helping  our employees to realise their worth. Through its five business clusters – Sanlam Fintech, Sanlam Life and Savings, Sanlam Investment Group, Sanlam Allianz, Santam, as well as MiWay and the Group Office – the group provides many opportunities for growth and development.

Core Competencies

Turnaround time

The closing date for applications is the 19th of June 2026

The recruiter reserves the right to withdraw the advertisement prior to the closing date or to allow further applications to be submitted after the closing date indicated.  

The shortlisting process will only start once the application due date has been reached. The time taken to complete this process will depend on how far you progress and the availability of managers.  

Our aim is to help you build a successful career with us 

We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future – your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its business clusters – Life and Savings, Sanlam Emerging Markets, Sanlam Corporate, Sanlam Investment, Santam, as well as the Group Office – the group provides many opportunities for growth and development. 

Our commitment to transformation